0001005477-01-501289.txt : 20011018 0001005477-01-501289.hdr.sgml : 20011018 ACCESSION NUMBER: 0001005477-01-501289 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GULFMARK OFFSHORE INC CENTRAL INDEX KEY: 0001030749 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 760526032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50945 FILM NUMBER: 1755476 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 1170 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7139639522 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 1170 CITY: HOUSTON STATE: TX ZIP: 77027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ESTABROOK CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000033584 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 134085158 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 430 PARK AVENUE, SUITE 1800 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127421717 MAIL ADDRESS: STREET 1: 430 PARK AVENUE SUITE 1800 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ESTABROOK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19980318 SC 13G 1 d01-34779.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under The Securities Exchange Act Of 1934 (Amendment No. 15)* GULFMARK OFFSHORE, INC. -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK $0.01 PAR VALUE -------------------------------------------------------------------------------- (Title Class Of Securities) 402629109 -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a Reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("act") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the act (however, see the notes). CUSIP No. 402629109 13G Page 1 of 2 -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Estabrook Capital Management LLC 13-4085158 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE, USA -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 SHARES -------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 1,310,405 SHARES OWNED BY -------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 1,310,405 SHARES WITH -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 SHARES -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,310,405 SHARES -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 15.9825% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT ITEM 1. (A) NAME OF ISSUER: GULFMARK OFFSHORE, INC. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 5 POST OAK PARK, SUITE 1170, HOUSTON, TX 77027 ITEM 2. (A) NAME OF PERSON FILING: ESTABROOK CAPITAL MANAGEMENT LLC (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 430 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022 (C) CITIZENSHIP: DELAWARE, USA (D) TITLE OF CLASS OF SECURITIES: COMMON STOCK $0.01 PAR VALUE (E) CUSIP NUMBER: 402629109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), THE PERSON FILING IS: (E) |X| INVESTMENT ADVISER REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940 ITEM 4. OWNERSHIP (A) AMOUNT BENEFICIALLY OWNED: 1,310,405 SHARES (B) PERCENT OF CLASS: 15.9825% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE 0 SHARES (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE 1,310,405 SHARES (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 1,310,405 SHARES (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 0 SHARES ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION THE FOLLOWING CERTIFICATION SHALL BE INCLUDED IF THE STATEMENT IS FILED PURSUANT TO RULE 13D-1(B): BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. SIGNATURE AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. October 10, 2001 /s/ ROY Y. WILLIAMSON Estabrook Capital Management LLC ROY Y. WILLIAMSON, DIRECTOR